House votes to require monthly reporting on settlements in cases against Missouri

The House has voted to increase transparency when lawsuits against state agencies are settled.  The legislation was prompted by the revelation that millions of tax dollars were paid out over several years in settling harassment and discrimination cases against the Department of Corrections.

Representative Paul Fitzwater (R-Potosi) carried HCB 7 on the House Floor.  (photo; Tim Bommel, Missouri House Communications)
Representative Paul Fitzwater (R-Potosi) carried HCB 7 on the House Floor. (photo; Tim Bommel, Missouri House Communications)

House Committee Bill 7 would require the attorney general to report every month to the legislature and others about how the state’s legal expense fund – the fund from which money for settlements is taken – has been used.

Those cases against Corrections came to light late last year when an article on Pitch.com detailed several of them, and outlined how employees who complained about being harassed or discriminated against were victims of retaliation by fellow Corrections staff members.

House members said after the article came out that they were unaware of the settlements because those have been paid out of a line in the budget that has no spending limit on it.  That meant departments never had to come to the legislature and justify how much their settlement agreements were costing the state.

St. Charles Republican Kathie Conway, who chairs the appropriations committee that oversees Corrections, said this bill is needed.

“This is something that needs to be in statute so that the legislature is not caught unaware of all the goings on in different departments,” said Conway.

House Democrat Leader Gail McCann Beatty hopes to prevent state employees who have complained of harassment or discrimination from having to sign gag orders as part of court settlements.  (photo; Tim Bommel, Missouri House Communications)
House Democrat Leader Gail McCann Beatty hopes to prevent state employees who have complained of harassment or discrimination from having to sign gag orders as part of court settlements. (photo; Tim Bommel, Missouri House Communications)

House Democrat leader Gail McCann Beatty (Kansas City) proposed that the reporting should cover all state agencies and not just the Department of Corrections.  She said the reporting requirements could lead the legislature to make changes in policies or laws to address issues resulting in lawsuits in other agencies.

She hopes the legislature will go further and address the signing of gag orders by state employees who complain of harassment or discrimination, as some in the Corrections cases did under the terms of their settlements.

“While we can sunshine and get this information it does not give that employee the opportunity to give their side,” said McCann Beatty.

Missouri Attorney General Josh Hawley (R) announced in March he would begin monthly reporting on the activity of the legal expense fund.  Legislators praised his decision but said HCB 7 is still needed to ensure future attorneys general will follow suit.

Hawley’s first such report comes out April 30.

HCB 7 would also require the Department of Corrections’ director to meet with the House’s committee overseeing that department twice each year to discuss issues with that department.

The House voted 150-1 to send the bill to the Senate, but only two weeks remain in the legislative session for that body to consider it.

Panel on Corrections Department environment hears of ‘vague’ harassment policies, working in ‘hell’

A week after being frustrated by two Department of Corrections officials’ responses to questions about harassment, members of a Missouri House subcommittee heard from two Department employees who described an environment of nepotism, harassment, and retaliation in the state’s prison system.

Members of the House Subcommittee on Corrections Workforce Environment and Conduct listen to testimony (file). (photo; Tim Bommel, Missouri House Communications)
Members of the House Subcommittee on Corrections Workforce Environment and Conduct listen to testimony (file). (photo; Tim Bommel, Missouri House Communications)

Travis Case, who is three years away from retiring from the Department, told lawmakers, “You come in every day and the negativity, it’s like you’re walking into hell.”

Case works in the Northeast Correctional Center in Bowling Green, in its canteen – a store where inmates can purchase items including snacks, drinks, and tobacco products.

He told legislators that prison has seen a high rate of turnover with many veteran staff members leaving – an issue he believes likely exists department-wide.  He said morale is low and complained that he believed prison wardens have too much power.

“This came out of a deputy warden’s mouth and I agree with him wholeheartedly,” said Case.  “’We give these wardens the keys to the kingdom and we let them run it however they see fit, and that’s a big problem.’”

Case was talking to a panel formed to look into the environment in the Corrections system after reports came to light of employee-on-employee harassment and retaliation against those who reported problems.  Some cases resulted in lawsuits, some of which the state has settled resulting in millions of dollars in payouts.  Other cases are still pending.

Case said the Department’s policies, including its policy regarding harassment, are too vague.

“Missouri supposedly has a zero tolerance policy for sexual harassment and discrimination, but the policies don’t reflect that.  The policies are so vague that if you want to fire somebody for sexual harassment or discrimination or retaliation – whatever the case may be – you can do it if you want to, but if you don’t want to you also don’t have to,” said Case.  “That’s where the favoritism comes in.”

The subcommittee also heard from Lieutenant Jason Horn, a corrections officer at the Farmington Correctional Center.  Horn read off a litany of suggestions for improvements in the Department, including its handling of harassment.

“Send all claims of … discrimination, harassment, retaliation, to Human Resources.  There should not be a choice.  No passing the buck,” Horn recommended.  “If we can have somebody with a nonbiased opinion come in and look at these problems and these issues in a way that they need to be looked at with no choice – with no choice of the warden or anyone else, then I think things would get dealt with a little more appropriately than they do.”

Subcommittee members expressed gratitude at the two men for coming to testify.  After its previous hearing one panel member said it seemed as though department officials were, “passing the buck,” shuffling harassment claims back and forth between departments.  Members expressed frustration at the answers they received from the Department’s Inspector General and its Division of Human Resources Director.

Chairman Jim Hansen (R-Frankford) said he wants to hear from more Department employees before the committee prepares its recommendations for changes in Corrections.

Other related stories:

Bill seeks better oversight of state settlements, after harassment in Corrections Department

Subcommittee on harassment in Corrections Department frustrated by Department’s structure, process

New prison system director talks to House committee about harassment, more

MO House subcommittee will investigate harassment in Corrections Department

Subcommittee on harassment in Corrections Department frustrated by Department’s structure, process

A House subcommittee appointed to investigate harassment and retaliation in the Department of Corrections thinks how the Department handles allegations is not clear, at best.

Representatives Paul Fitzwater (left) and Bruce Franks listen to testimony during a hearing by the Subcommittee on Corrections Workforce Environment and Conduct. (photo; Tim Bommel, Missouri House Communications)
Representatives Paul Fitzwater (left) and Bruce Franks listen to testimony during a hearing by the Subcommittee on Corrections Workforce Environment and Conduct. (photo; Tim Bommel, Missouri House Communications)

The Subcommittee on Corrections Workforce Environment and Conduct was formed in response to an article on Pitch.com that detailed incidents within the department that in some cases led to lawsuits, costing the state millions of dollars.

The subcommittee took testimony from the department’s Inspector General, Amy Roderick, and the Division of Human Services Director, Cari Collins.  Representatives asked questions about who handles harassment allegations and who makes decisions about any disciplinary actions that might be the result of those allegations.  They weren’t satisfied with what they heard, with members calling the Department’s administrative structure “confusing.”

“It appears to be a shell game to me in terms of where it goes, where it doesn’t go, who has a say in when it goes,” said subcommittee chairman Jim Hansen (R-Frankford).

Collins told the committee staff in her division deals with reports of harassment, and she was not aware of any complaints about how harassment had been handled.

“I don’t know of any examples where it wasn’t taken care of,” said Collins.  “Whenever anything is reported to us, we investigate it.  What is done with that investigation is not determined by human resources.”

She said decisions about discipline of most prison employees, including terminations, falls on the Director of the Division of Adult Institutions, Dave Dormire, who answers to the Department Director.

Collins told the committee changes have been made in the past five years in her division’s procedures and its number of staff members that conduct investigations.  She said some changes also followed meetings involving legal counsel, about the number of harassment complaints and resulting settlements.

“We increased the number of ways that an employee can report allegations, the number of people they can report it to, we also expanded the definition of what needed to be reported,” said Collins.  “We added unprofessional conduct because for a supervisor or even a CAO, we don’t want them trying to figure if something might be discrimination, harassment, or retaliation.  If it’s unprofessional we want them to send it up.  HR will look at it and make that determination … that’s one of the reasons the number of reports have increased, because we’ve expanded the definition of what needs to come to us.”

Representative Jim Hansen chairs the House Subcommittee on Corrections Workforce Environment and Conduct. (photo; Tim Bommel, Missouri House Communications)
Representative Jim Hansen chairs the House Subcommittee on Corrections Workforce Environment and Conduct. (photo; Tim Bommel, Missouri House Communications)

Roderick told the committee her office does not handle harassment, but would investigate anything with a criminal component to it such as assaults.  The committee asked her if she was familiar with an incident described in the Pitch.com article in which an employee who had complained about harassment was allegedly poisoned when she returned to work.  Roderick said she had read the article, but had no knowledge of the incident.

Roderick said it would have been up to the Chief Administrative Officer (CAO), more commonly called the warden, of an institution whether to notify her office of such an incident.

“So she could be poisoned on the grounds of the institution and there’s a warden out there that didn’t think that needed to go up the chain,” said Representative John McCaherty.

“It could happen,” Roderick told the committee.

The Department’s structure frustrated many of the lawmakers on the committee.

“We have an investigative body that’s technically not allowed to investigate everything,” said Representative Bruce Franks (D-St. Louis City), referring to the poisoning case not being referred for investigation by the warden at the institution where it took place.  “I don’t like to speculate but I’m pretty sure this isn’t the only case.  And so the checks and balances, they aren’t there.”

Franks expressed frustration at what the two Department officials explained about how allegations are handled, and passed among different parts of the Department’s organization.

“We bring two directors here, or two professionals here … but it really seems like it’s just passing the buck, or saying, ‘Oh well, we don’t do this.  This person does this,’ and I just want to get the person in here who we need to be talking to,” said Franks.  “It seems like we just need to cut a bunch of positions and provide more compensation for our correctional officers.”

“The objective of this board is to get to the bottom of it and help,” Franks added.  “At the end of the day we just want it to be better, especially for our employees.”

Hansen said one of the subcommittee’s goals is to learn about how the Department is structured.  After that hearing he expects one of the subcommittee’s recommendations will be that Corrections’ process of handling all types of complaints be streamlined.

The subcommittee is expected to hold its next hearing Thursday morning.

Missouri House to investigate reports of harassment within Department of Corrections

The state House of Representatives will investigate reports of harassment within the state Department of Corrections, which has reportedly victimized numerous employees and cost the state millions in legal settlements.

House Speaker Todd Richardson (photo; Tim Bommel, Missouri House Communications)
House Speaker Todd Richardson (photo; Tim Bommel, Missouri House Communications)

A recent article on Pitch.com outlined multiple cases in which, it said, court documents showed some Corrections employees were the victims of harassment, retaliation, and threats based on sex, age, religion, or physical ability.

In several of those cases, the employees or former employees making the allegations agreed to a settlement with the state.  Between 2012 and 2016 those settlements totaled more than $7.5-million.

“The things that have been reported coming out of the Department of Corrections are unacceptable.  They’re unacceptable for our state.  They out to be unacceptable in any workplace environment,” said House Speaker Todd Richardson (R-Poplar Bluff). 

“They’re doubly concerning here in Missouri because it’s leading to a huge budget impact.  The cost to the state to have to settle these claims has been significant,” said Richardson.

He said the House would take up a “very thorough review,” of what’s been happening at the Department.

“That will involve our budget committees but it’s also going to involve our policy committees, so we can get to the bottom of what’s going on and most importantly – how do we make the environment better than it is today,” said Richardson. 

Representative Kathie Conway (R-St. Charles) chairs the House committee that deals with the Department of Corrections’ budget.  She said the reports of harassment never came up in her committee, even though they were resulting in sizable settlements.

“That is a personnel matter, and other than how many employees they have or need or have positions to fill, as far as budget goes that’s the only personnel issues we become involved with,” said Conway. 

The line in the state budget from which money for settlements with the state comes does not have a finite dollar amount in it.  Rather, it has an “E” at the end of that line, meaning it includes an estimated amount.  That allows for additional money to be used for that purpose, as needed.  Conway said that is one reason the settlements never came to the attention of a legislative committee.

Richardson said details on how the House investigation will proceed will be released in coming weeks.